CFTC Moves to Restore CPO and CTA Exemptions for SEC Advisers
The CFTC has proposed restoring CPO and CTA registration exemptions for SEC-registered advisers. Public comments are due by October 5, JDSupra reports.
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Regulatory Compliance
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The CFTC has proposed restoring CPO and CTA registration exemptions for SEC-registered advisers. Public comments are due by October 5, JDSupra reports.