SEC Says VC Firm's Ex-Nanny Moved $1.3 Million Into Her Own Accounts
The SEC alleges ex-nanny Ellen Polcari became sole signatory on fund accounts and moved $1.28 million to herself, spending it on gambling and shopping.
Topic
Sec
Topic
Sec
SEC Accuses Venture Capitalist's Former Nanny of Taking $1.3 Million
The SEC says a VC's former nanny took $1.3 million from the back office she was hired to run, exposing the risks of trust-based i…
1,508 New ETFs in a Year — And Nobody Has Enough Afternoons
1,508 U.S. ETFs launched in twelve months, options income is booming, single-stock leverage funds average minus 38%, and SEC enfo…
U.S. Chamber Backs SEC Innovation Exemption, Urges Final Rule
The U.S. Chamber of Commerce hailed the SEC's Innovation Exemption as one of the biggest capital markets changes in years, while…
U.S. Chamber Backs SEC Move to Overhaul Shareholder Proposal Rule
The U.S. Chamber of Commerce praised the SEC's rulemaking on Rule 14a-8, saying special interests have exploited the rule at the…
U.S. Chamber Backs SEC Plan to Make E-Delivery Default
The U.S. Chamber of Commerce commended the SEC's Regulation E-Delivery proposal, saying an e-delivery default will give investors…